Definitions Investment Advisor
At the Capital Markets Act, described as an Investment Advisor Parties advise other parties regarding the sale or purchase of securities, by obtaining payment services.
Business license as an Investment Advisor Investment Advisor may include Individual People Shaped well as the Company's Investment Advisor. Both are required to obtain a license from the FSA.
Investment Advisory Forum activities
Investment Advisory activities is advising on the sale or purchase of Securities by obtaining recompense. Therefore, the Investment Advisor must meet certain requirements such as expertise in the analysis of effects.
The business activities of the Securities and Investment Advisory Company basically underpinned by the trust of customers. Therefore, in carrying out its activities Investment Advisor must prioritize and safeguard the interests of its customers, throughout the customer interests do not conflict with the legislation in force and shall avoid any action contrary to the interests of the customer.
Included in the activities of the Investment Advisor are the activities carried out by the Securities Rating Company.